Or, why you’re funding the right thing—the wrong way.

Part Two: The NSF and NIH spent a billion dollars funding science workshops last year*, and all I got was a lousy white-paper.
A little recap. In Part One we discovered that the most engaged groups online were not communities as much as they were collectives. Their engagement was already built-in because these groups were formed by individuals who shared life-threatening, or life-style challenging medical diagnoses. I then made an analogy to science, suggesting that we treat science like a life-style challenging intellectual diagnosis. The idea is that scientists who go online to do science are likely to want to create collectives rather than join online communities. I also mentioned that we still need community.
There is a larger story about science becoming hyper-competitive, and about the fear of being scooped if you share your data, and the whole neoliberal warping of the norms of science. I’m not going to delve into nor dispute this story here. Instead I am going to point out that significant scientific funding and scientist participation in collectives can already be evidenced in the activity of hosting scientific workshops to address important, shared issues. Science workshops are a major current expression of the value and need for science collectives. Workshops are where scientists gather in place to collectively respond to challenges they face in their research.
Like many of you reading this, I have travelled to and participated in several workshops over the past decade. I’ve met a lot of really smart people. Shared gallons of really bad coffee. Had more than a few beers after long, long days of somewhat-facilitated work. And I have spent considerable time helping write reports and white-papers. Most of these papers I never saw again. A few got published. Some workshops are more successful. Some are a shambles. I am currently planning a workshop (charrette) for next summer.
As a mode of collective science, there are times when a workshop makes perfect sense, and maybe always will. What I will propose below, however, is that there is a way to make the great majority of workshops unnecessary, by funding and building science communities instead.
Just as digital journal articles have acquired their granularity and an arbitrary scarcity based on the history of printed journals, workshops have acquired their own granularity and scarcity. Here are some of their limits:
- Workshops need to have enough “work” to do to fill 1-1/2 to 2 days of effort (to justify 2 days of travel). You can’t do a half-day or, say, a twenty-day workshop;
- Workshops need to support say 16-34 participants, and these scientists must be available at the same time;
- Workshops get funded to explore science research topics “important” enough to justify their $40k budget. Other collective issues and needs are not currently very fundable.
- Workshops need to have a topic that is still an issue months after the proposal submission.
- Workshops require moving people around in airplanes.
- Some fraction of workshop proposals don’t get funded at all.
Workshops are a product of Twentieth Century science. Science before the internet. Science before someone figured out how to let scientists create their own collectives online at no cost. That’s right NSF and NIH funders; there is a way you can support thousands of self-organized online workshops with a net marginal cost of zero. Well… zero, that is, after investing about 20% of the current outlay for workshops to support several dozen self-managed science communities.
We can explore a working model for this Twenty-First Century strategy. Real lessons already learned and ready to be copied across other research domains. A model that already supports better, more effective, and more nimble collectives than the current workshop model.
One example we can explore today is ESIP
The working model here is the Federation of Earth Science Information Partners (ESIP). ESIP runs two community meetings a year, with funding from NASA, NOAA, and USGS. These meetings are based on member-submitted sessions, and offer ample time for informal networking. The meetings are intentionally held in places surrounded by restaurants, coffee-shops, and taverns. These occasions of physical co-presence are highly valuable. They are where ESIP builds its culture.
The semi-annual meetings offer enough face-time for community members to build the personal connections and interpersonal trust that can sustain hundreds of productive online interactions. Some members go to every meeting, some once a year, some every couple years. While a great amount of work is exhibited and done at these meetings—several workshops (from 1/2 day to 2 day) are also held at these meetings—they are also social gatherings of the self-governed community. Spaces of conversation. Places where, as Matt Ridley says, “ideas go to have sex.” The real work of ESIP happens when members decide to run their own workshop-like online groups called “clusters.”
Clusters are a model for the future of online science collectives. They have the virtues of being free, instant, active, and nimble (See: Appendix). They can merge with one another or diverge from their original intent as desired. They have no requirements for a deliverable, except that they reward the services of the volunteer time they spend. And so they are motivated to get real work done. Being surrounded by the much larger community that spawns them, they can grow to whatever collective size they need. And when their work is finished they disappear, leaving their findings in a discoverable location on the community wiki, and/or published in science journals.
The key to ESIP clusters is that they are grounded by a community that supports a shared vision and shared norms. This fosters teamwork that can better avoid becoming dysfunctional. Not all clusters will accomplish what they originally intended. Some will accomplish much more than that. ESIP has two dozen clusters running at this time. (Note to NASA and NOAA: that’s like running 24 workshops, which would cost funders about a million dollars to do independently.) ESIP could support a hundred clusters without adding additional infrastructure. Note: the use of clusters as a form of science collective is a practice that is still open to innovation.
A while back I wrote a list of the returns on investment for funding community growth in virtual science organizations. I need to add this return to the list: fund and grow community and it will generate any number of science collectives that can accelerate understanding and innovation within that science arena.
In a pre-internet world, funding several thousand physical workshops a year helped fill some of the need for science collectives. In the future, internet-enabled science could be based on scientist-led communities that each spawn hundreds of active online collectives as these are needed. Imagine a couple hundred ESIP-style communities, funded at a million dollars a year each, and every community supports a hundred clusters. For a couple hundred million dollars, agency funders can get an equivalent ROI of their current billion dollar funding. The question is this: will new modes of internet-enabled science collectives (clusters) drive a change in the funding model?
Six more lessons learned:
- Cluster-like groups can become an important mode of online collective work across the sciences, with huge savings in time, money, and effort.
- When funders support travel to community-run meetings that grow a culture of sharing and trust, they enable these communities to host their own online collectives. Funders will save hundreds of millions of dollars by NOT directly funding workshops.
- Each additional cluster can be started with a zero marginal cost (based on existing support for backbone community organizational tools and services).
- Funders and community staff coordinate among these clusters to amplify the impacts of their results.
- Funders encourage cross-community online clusters for trans-disciplinary science.
- Funders can target some travel and other support to improve diversity at the community level. Staff work to nudge diversity at the cluster level.
Coming Soon: Part Three: Platforms and Norms: There’s a commons in your science future
Preview: Science is broken: Who’s got the duct tape and WD40?
*I’m just estimating here. I found about 5000 active independent NSF funded workshops listed on the website, and popped in an average of $40k each. I then doubled this to account for workshops organized inside funded projects, synthesis centers and networks. The NIH budgets for workshops are not so easy to pin down, but I’m guessing they are slightly higher than the NSF, since the overall budget is significantly higher. It would be great if I could get real numbers for all these. Not even counting NASA, NOAA, DOE, etc..
Appendix: Comparing Clusters to Workshop RFPs